Below are the steps in the overall client onboarding flow. This represents a typical process and can be adjusted as needed.

 

Steps

Detail

Link

1

For leads from referrals or events, as well as existing clients, advisors can send an email link for clients to complete the Risk Tolerance Plus flow. 

Sending Link

2

The advisor reviews the client’s responses, exports the Risk Tolerance Report, and sends it to the client as a follow-up.

Exporting Risk Tolerance Report

3

The advisor reviews the client’s questionnaire results in the Risk & Behavioral Profile with the client. Advisors can also export the results and share them with clients. 

Risk & Behavioral Profile

4

The advisor sends a link to collect household information. 

Sending Link

5

The advisor enters the client’s existing portfolio, runs analytics, and compares it with the proposal using multiple views.

Entering Portfolio

6

With a single click, the advisor generates the IPS to document the agreement. 

Generating IPS