Below are the steps in the overall client onboarding flow. This is a typical flow, which you can adjust as needed.

 

Step

Detail

Link

Step 1

Using the lead generation link, the client takes the risk tolerance test and investor-type questionnaire.

Lead generation

Step 1 (Alternative)

For leads from referrals/events, or for existing clients, advisors can send a link via email, so they can go through the same steps.

Sending Link

Step 2

Advisor reviews the client’s response, exports the Risk Tolerance Report, and sends it to the client as a follow-up.

Exporting Risk Tolerance Report

Step 3

Advisor will review the client’s questionnaire results on the AccuProfile with the client. Advisors can also export the results and send them to clients.

AccuProfile: Practical Behavioral Finance

Step 4

Advisor sends a link to collect household information.

Sending Link

Step 5

Advisor enters the client’s existing portfolio, runs deep analytics, and compares with the proposal in several ways including efficient frontier visualization.

Entering portfolio;
 Efficient frontier visualization

Step 6

With the click of a button, the advisor generates the IPS to document the agreement.

Generating IPS